Best Investors Account Sign in

Dorothy Mcgee

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Tucson, AZ

Newport Beach, CA

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-06-09
  • CA RA
    APPROVED
    Since 2026-06-09

Branch Locations

3500 E Sunrise Dr, Tucson, AZ 85718 • United States

500 Newport Ctr Dr, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Tucson AZ 09/2006 Present
Banc Of America Investment Services, Inc. Tucson AZ 09/2006 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Tucson AZ 03/1997 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-09
  • S66 Uniform Combined State Law Examination
    2026-06-09
Other Names
  • Dorothy E Mcgee
  • Dorothy Duncklee

View on SEC IAPD

Other Firms

IRONWOOD FINANCIAL, LLC
WELLS FARGO CLEARING SERVICES, LLC
ALLSTATE FINANCIAL ADVISORS, LLC
AIO FINANCIAL, LLC
EDWARD JONES
FINANCIAL DIRECTIONS LLC
COMMONWEALTH FINANCIAL NETWORK
GENEOS WEALTH MANAGEMENT, INC.

Other Investors

MARTIN ANTHONY SMITH
ALEXANDER DEVEREAUX PARRS
ROBIN RODGERS DOLEZAL
DARREN GRANT HESSELINK
DANIEL SHAY NENTL
DAVID A. NIICHEL
EMILY MARIE Delgado
DAVID CUNNINGHAM RENZI

Other Offices

IRONWOOD FINANCIAL, LLC · TUCSON, AZ
IRONWOOD FINANCIAL, LLC · TUCSON, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · TUCSON, AZ
WELLS FARGO CLEARING SERVICES, LLC · TUCSON, AZ
ALLSTATE FINANCIAL ADVISORS, LLC · Tucson, AZ
AIO FINANCIAL, LLC · TUCSON, AZ
EDWARD JONES · TUCSON, AZ
FINANCIAL DIRECTIONS LLC · TUCSON, AZ

More in Tucson, AZ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor