Jace C Waddoups

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → Present
  Morgan Stanley
  Salt Lake City, UT

Previous Registrations

• 2013-10-22 → 2014-10-21
  Zions Capital Advisors, Inc.
  Salt Lake City, UT
• 2012-04-23 → 2013-10-11
  Morgan Stanley
  South Jordan, UT
  Purchase, NY

Other Businesses

1.JACE WADDOUPS, MANAGER OF INVESTMENT PROPERTY. OWNER. COMMENCED ON 9/11/2013. DOES NOT RELATE TO SECURITIES. NOT INCORPORATED. 100% OWNERSHIP. 2% OF TIME. 2.*346682-  Three Sprouts Flower Farm; Investment related-Yes; Farmington, Utah; Agriculture; LLC Member (proprietor, partner, officer, director, employee, trustee, agent); 06/2018; During business hours: 0; After business hours: 4; Other 3. Rental of RV; Investment related; Vehicle rental; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Oct 2018; During business hours: 0; After business hours: 1; maintain the vehicle and assist in renting when needed. 4.*541146 - Rental property; Investment related Yes; Farmington, Utah; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 03/2023 ; During business hours: 0; After business hours: 2; Administrative.

Exams

• S66 Uniform Combined State Law Examination
  2012-04-20
• S63 Uniform Securities Agent State Law Examination
  2006-12-08

Other Names

• Jace Waddoups