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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-26
UT RA APPROVED 2014-11-05
  • TX RA
    APPROVED_RES
    Since 2020-03-26
  • UT RA
    APPROVED
    Since 2014-11-05

Branch Locations

60 East South Temple 20Th Floor, Salt Lake City, UT 84111 • United States

5251 Dtc Parkway Suite 1500, Greenwood Village, CO 80111 • United States

Farmington, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Salt Lake City UT 10/2014 Present
Previous Registrations
Other Businesses

1.JACE WADDOUPS, MANAGER OF INVESTMENT PROPERTY. OWNER. COMMENCED ON 9/11/2013. DOES NOT RELATE TO SECURITIES. NOT INCORPORATED. 100% OWNERSHIP. 2% OF TIME. 2.*346682-  Three Sprouts Flower Farm; Investment related-Yes; Farmington, Utah; Agriculture; LLC Member (proprietor, partner, officer, director, employee, trustee, agent); 06/2018; During business hours: 0; After business hours: 4; Other 3. Rental of RV; Investment related; Vehicle rental; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Oct 2018; During business hours: 0; After business hours: 1; maintain the vehicle and assist in renting when needed. 4.*541146 - Rental property; Investment related Yes; Farmington, Utah; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 03/2023 ; During business hours: 0; After business hours: 2; Administrative.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-04-20
S63 Uniform Securities Agent State Law Examination 2006-12-08
  • S66 Uniform Combined State Law Examination
    2012-04-20
  • S63 Uniform Securities Agent State Law Examination
    2006-12-08
Other Names
  • Jace Waddoups

View on SEC IAPD

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