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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-05-09 |
| CA | RA | APPROVED | 2012-08-17 |
Branch Locations
1200 S Baldwin Ave, Arcadia, CA 91007 • United States
350 W Colorado Blvd Ste 390 [Pn-Rbo], Pasadena, CA 91105 • United States
120 N San Gabriel Blvd Ste A, San Gabriel, CA 91775 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vincent Chu | Duarte | CA | 01/2009 | Present |
| Wells Fargo Advisors, Llc | Temple City | CA | 08/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Temple City | CA | 11/2016 | Present |
RENTAL PROPERTY; INV. RELATED; CHINO HILLS,CA; 100% OWNERSHIP WITH SPOUSE; START DATE 03/01/2022; NUMBER OF HOURS PER MONTH 8; NUMBER OF HOURS DURING TRADING 0; OWNER. KINDLE HILL CHURCH; NOT INV RELATED; ONTARIO, CA; FINANCE AND ADMINISTRATION COMMITTEE MEMBER; START 07/01/2024; 25 HOURS PER MONTH; 0 HOURS DURING TRADING; TO PROVIDE ADVICE AND OVERSIGHT OF THE ORGANIZATIONS EXECUTIVE BOARD.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-26 |
| S63 | Uniform Securities Agent State Law Examination | 2006-11-10 |
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