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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-02-13 |
Branch Locations
621 Capitol Mall, Sacramento, CA 95814 • United States
Citrus Heights, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade, Inc. | Phoenix | AZ | 09/2006 | 04/2020 |
| Td Ameritrade, Inc. | Carmichael | CA | 02/2018 | 04/2020 |
| Td Ameritrade Investment Management, Llc | Omaha | NE | 02/2018 | 04/2020 |
| U.S. Bancorp Investments, Inc. | Sacramento | CA | 05/2020 | 02/2026 |
| U.S. Bancorp Advisors, Llc | Sacramento | CA | 02/2026 | Present |
1) Rental Property -#1; Investment-Related; Surprise, AZ; Real Estate/Rental Property; Owner; Owner; Owner of the home; 01/2012; 1-2 hours/month; 0 hours/trading; Interact with property manager, make decisions for property improvements, make decisions on tenants. 2) Rental Property -#2; Investment-Related; St Redding, CA; Real Estate/Rental Property; Owner; Owner; Owner of the home; 01/2015; 1-2 hours/month; 0 hours/trading; Interact with property manager, make decisions for property improvements, make decisions on tenants 3) Rental Property -#3; Investment-Related; Fair Oaks, CA; Real Estate/Rental Property; Owner; Owner; Owner of the home; 01/2019; 1-2 hours/month; 0 hours/trading; Interact with property manager, make decisions for property improvements, make decisions on tenants.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-20 |
| S63 | Uniform Securities Agent State Law Examination | 2008-06-30 |
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