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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2000-07-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Co., Inc. | St. Louis | MO | 08/1999 | Present |
1. Investments and Wealth Institute (IWI); 5619 DTC Parkway, Suite 600, Greenwood Village, CO 80111; A professional association, advanced education provider, and standards body for financial and investment professionals; Member of the Ethics Board; Reviewing new applicants and current members with violations for disciplinary recommendations; 04/17/2023; 15 Hours per Year; During securities trading hours; Investment Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-06-16 |
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