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Matthew Thomas Lawson

Shade Tree Advisors LLC

Saratoga Springs, NY

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Current Employers
Shade Tree Advisors Llc

19 Railroad Place Suite 301, Saratoga Springs, NY 12866 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-06-30
  • NY RA
    APPROVED
    Since 2023-06-30

Branch Locations

19 Railroad Place Suite 301, Saratoga Springs, NY 12866 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Ayco Company, L.P./Mercer Allied Latham NY 06/2006 01/2021
Ayco/Goldman Sachs & Co. Llc Latham NY 01/2021 05/2021
Rockefeller Financial Llc Saratoga Springs NY 05/2021 06/2023
Rockefeller Capital Management Saratoga Springs NY 07/2022 06/2023
Shade Tree Advisors Llc Saratoga Springs NY 06/2023 Present
Previous Registrations
Other Businesses

01/2016 Independent Licensed insurance Agent; Investment Related; New York, NY; Life, Accident/Health

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-21
  • S66 Uniform Combined State Law Examination
    2007-02-21

View on SEC IAPD

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Other Offices

SARATOGA INVESTMENT SOLUTIONS INC. · SARATOGA SPRINGS, NY
COMMONWEALTH FINANCIAL NETWORK · Saratoga Springs, NY
JANNEY MONTGOMERY SCOTT LLC · SARATOGA SPRINGS, NY
CONTINUUM WEALTH ADVISORS, LLC · SARATOGA SPRINGS, NY
STERLING MANOR FINANCIAL, LLC · SARATOGA SPRINGS, NY
NYE STREET PARTNERS LLC · SARATOGA SPRINGS, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SARATOGA SPRINGS, NY
LPL FINANCIAL LLC · SARATOGA SPRINGS, NY

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