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Nichole Michelle Whatley

D.A. Davidson & Co.

Harrisonburg, VA

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Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-04-14
VA RA APPROVED 2021-04-14
  • TX RA
    APPROVED_RES
    Since 2021-04-14
  • VA RA
    APPROVED
    Since 2021-04-14

Branch Locations

1925 Stone Spring Rd, Harrisonburg, VA 22801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Securities, Llc Harrisonburg VA 01/2013 02/2021
Truist Investment Services, Inc. Harrisonburg VA 02/2021 04/2021
D.A. Davidson & Co. Harrisonburg VA 04/2021 Present
  • 01/2013 → 02/2021
    Bb&T Securities, Llc
    Harrisonburg, VA
  • 02/2021 → 04/2021
    Truist Investment Services, Inc.
    Harrisonburg, VA
  • 04/2021 → Present
    D.A. Davidson & Co.
    Harrisonburg, VA
Previous Registrations
  • 2021-02-17 → 2021-04-15
    Truist Advisory Services, Inc.
    Harrisonburg, VA
  • 2013-01-02 → 2021-02-17
    Bb&T Securities, Llc
    Harrisonburg, VA
    Richmond, VA
  • 2010-02-16 → 2013-01-02
    Scott & Stringfellow, Llc
    Harrisonburg, VA
  • 2007-01-03 → 2010-02-18
    Bb&T Investment Services, Inc.
    Charlotte, NC
    Harrisonburg, VA
    Charlotte, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-12-20
S63 Uniform Securities Agent State Law Examination 2006-11-17
  • S65 Uniform Investment Adviser Law Examination
    2006-12-20
  • S63 Uniform Securities Agent State Law Examination
    2006-11-17
Other Names
  • Nichole Michelle Klamfoth
  • Nichole Michelle Klamfoth

View on SEC IAPD

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