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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-07-21 |
| WA | RA | APPROVED | 2021-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Tacoma | WA | 08/2006 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Puyallup | WA | 09/2006 | 07/2021 |
| N/A | Puyallup | WA | 07/2008 | 07/2021 |
| Noah Bailey Llc | Puyallup | WA | 07/2015 | 07/2021 |
| 1102 Broadway 300, Llc | Tacoma | WA | 07/2019 | 07/2021 |
| Stadium Wealth Management, Llc | Tacoma | WA | 10/2020 | 07/2021 |
| Lpl Financial Llc | Tacoma | WA | 07/2021 | Present |
1.06/21/2021; 1102 Broadway 300 LLC; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date 10/01/2019; hrs/mth; hrs during trading 2.06/21/2021; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Stadium Wealth Management LLC; Investment Related; at Reported Business Location(s); Start Date 10/01/2020; 2hrs/mth; hrs during trading 3.06/21/2021; Insurance Agent; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date ; 4hrs/mth; hrs during trading 4.05/04/2023; Stadium Wealth Management; Real Estate Rental; Investment Related; SUITE 300 Tacoma,WA; Start Date 06/01/2023; 0hrs/mth; 0hrs during trading 5.08/19/2026; Associates of Clifton Park; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 08/14/2026; 2hrs/mth; 0hrs during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-10-23 |
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