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Noah Raphael Bailey

LPl Financial LLC

Tacoma, WA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-07-21
WA RA APPROVED 2021-07-21
  • TX RA
    APPROVED_RES
    Since 2021-07-21
  • WA RA
    APPROVED
    Since 2021-07-21

Branch Locations

1102 Broadway, Ste 300, Tacoma, WA 98402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. Tacoma WA 08/2006 07/2021
Various Insurance Carriers For W & R Insurance Agencies Puyallup WA 09/2006 07/2021
N/A Puyallup WA 07/2008 07/2021
Noah Bailey Llc Puyallup WA 07/2015 07/2021
1102 Broadway 300, Llc Tacoma WA 07/2019 07/2021
Stadium Wealth Management, Llc Tacoma WA 10/2020 07/2021
Lpl Financial Llc Tacoma WA 07/2021 Present
  • 08/2006 → 07/2021
    Waddell & Reed, Inc.
    Tacoma, WA
  • 09/2006 → 07/2021
    Various Insurance Carriers For W & R Insurance Agencies
    Puyallup, WA
  • 07/2008 → 07/2021
    N/A
    Puyallup, WA
  • 07/2015 → 07/2021
    Noah Bailey Llc
    Puyallup, WA
  • 07/2019 → 07/2021
    1102 Broadway 300, Llc
    Tacoma, WA
  • 10/2020 → 07/2021
    Stadium Wealth Management, Llc
    Tacoma, WA
  • 07/2021 → Present
    Tacoma, WA
Previous Registrations
  • 2006-10-24 → 2021-07-21
    Waddell & Reed
    Tacoma, WA
    Seattle, WA
    Seattle, WA
    Tacoma, WA
Other Businesses

1.06/21/2021; 1102 Broadway 300 LLC; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date 10/01/2019; hrs/mth; hrs during trading 2.06/21/2021; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Stadium Wealth Management LLC; Investment Related; at Reported Business Location(s); Start Date 10/01/2020; 2hrs/mth; hrs during trading 3.06/21/2021; Insurance Agent; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date ; 4hrs/mth; hrs during trading 4.05/04/2023; Stadium Wealth Management; Real Estate Rental; Investment Related; SUITE 300 Tacoma,WA; Start Date 06/01/2023; 0hrs/mth; 0hrs during trading 5.08/19/2026; Associates of Clifton Park; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 08/14/2026; 2hrs/mth; 0hrs during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-10-23
  • S66 Uniform Combined State Law Examination
    2006-10-23
Other Names
  • Noah Bruhin
  • Noah Bailey

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