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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-31
AR RA APPROVED 2011-12-01
  • TX RA
    APPROVED_RES
    Since 2020-03-31
  • AR RA
    APPROVED
    Since 2011-12-01

Branch Locations

11300 Cantrell Road Suite 101, Little Rock, AR 72212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Little Rock AR 12/2011 Present
  • 12/2011 → Present
    Stifel Nicolaus & Co Inc
    Little Rock, AR
Previous Registrations
Other Businesses

1. CURTIS FAMILY HARVEST LLC; 21 Somersett Ct Roland AR 72135; Manage Family Farm; member to manage farm; Maintain property on weekends; 11/01/2023; 5.00hrs/week; Not during securities trading hours; Investment-Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-01
  • S66 Uniform Combined State Law Examination
    2006-12-01
Other Names
  • Dennis Curtis
  • Dennis Curtis
  • Dennis Curtis, Jr.
  • Dennis Curtis
  • Dennis Curtis, Jr.

View on SEC IAPD

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