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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-10-03
MN RA APPROVED 2022-10-13
  • TX RA
    APPROVED_RES
    Since 2024-10-03
  • MN RA
    APPROVED
    Since 2022-10-13

Branch Locations

90 S 7Th St 10Th & 11Th Fls [Gj-Rbo], Minneapolis, MN 55402 • United States

14325 Cedar Ave, Apple Valley, MN 55124 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. St. Paul MN 08/2016 10/2022
Wells Fargo Clearing Services, Llc Saint Paul MN 10/2022 Present
Previous Registrations
  • 2016-08-11 → 2022-10-13
    Burnsville, MN
    Minneapolis, MN
    Burnsville, MN
    Saint Paul, MN
    Minneapolis, MN
  • 2012-07-30 → 2016-08-12
    Cuna Brokerage Services, Inc.
    Minneapolis, MN
    Minneapolis, MN
    Minneapolis, MN
    Brooklyn Center, MN
    Chaska, MN
    Eden Prairie, MN
    Apple Valley, MN
    Minneapolis, MN
    Savage, MN
  • 2011-01-03 → 2012-07-19
    Edina, MN
  • 2007-10-08 → 2011-01-18
    Msi Financial Services, Inc.
    Carlsbad, CA
    Broadview Hts, OH
    Clinton Township, MI
    Rochester Hills, MI
    Grand Rapids, MI
    Mount Clemens, MI
    Pontiac, MI
Other Businesses

CITY OF BLOOMINGTON, MN; NOT INV. RELATED; BLOOMINGTON, MN; ELECTION JUDGE; START DATE: 7/18/2024; 8 HOURS ON ELECTION DAY; DUTIES: CHECK IN REGISTERED VOTERS, ANSWER QUESTIONS OF VOTERS, OPERATE ELECTRONIC VOTING MACHINES. LYFT; NOT INV RELATED; SAN FRANCISCO, CA; DRIVER; 05/2025; 12-16 HOURS PER MONTH; 0 DURING TRADING; RIDESHARE SERVICES UBER; NOT INV RELATED; SAN FRANCISCO, CA; DRIVER; 05/2025; 14 HOURS PER MONTH; 0 DURING TRADING; PASSENGER TRANSPORTATION

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-16
  • S66 Uniform Combined State Law Examination
    2006-11-16
Other Names
  • Mark Olson

View on SEC IAPD

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