Garet Lee Tarvin

Current Employers

Employment History

• 11/2019 → Present
  Alpha Initiative, Inc.
  Palo Cedor, CA
• 08/2018 → Present
  Alpha Initiative, Inc.
  Palo Cedor, CA
• 05/2014 → 02/2022
  Kahala Partners Llc
  Redding, CA
• 10/2022 → Present
  City Of Redding
  Redding, CA

Previous Registrations

• 2006-10-26 → 2007-05-18
  Wells Fargo Investments, Llc
  Walnut Creek, CA

Other Businesses

1. NAME OF THE OTHER BUSINESS: WOT PROPERTIES LLC BUSINESS IS INVESTMENT-RELATED? YES, REAL ESTATE INVESTMENT ADDRESS: 21610 HIDDEN BERYL LN PALO CEDRO CA 96073 NATURE OF BUSINESS: HOLDS A PORTFOLIO OF INCOME PROPERTIES POSITION/TITLE: MEMBER START DATE OF YOUR RELATIONSHIP: 2/24/2011 APPROXIMATE NUMBER OF HOURS/MONTH DEVOTED TO THE OTHER BUSINESS: <5 NUMBER OF HOURS YOU DEVOTE TO THE OTHER BUSINESS DURING SECURITIES TRADING HOURS: 0 BRIEFLY DESCRIBE YOUR DUTIES RELATING TO THE OTHER BUSINESS: ASSES POTENTIAL ACQUISITIONS/LIQUIDATIONS, PAY INSURANCE PREMIUMS AND BASIC BANKING TASKS (OUTSIDE OF THE SCOPE OF OUR PROPERTY MANAGER) AND YEAR END ACCOUNTING. 2. Name of the other business; City of Redding, Whether the business is investment-related; Not Investment Related, The address of the other business; 3611 Avtech Pkwy, Redding, CA 96002, The nature of the other business; Public Electric Utility, Your position; Utility Analyst, Title, or relationship with the other business; The start date of your relationship; Oct 17, 2022, The approximate number of hours/month you devote to the other business; 40, The number of hours you devote to the other business during securities trading hours; 40, Briefly describe your duties relating to the other business; I provide analytical work for a Public Electric Utility - Redding Electric Utility. I assist with counterparty risk management, budgets and other analytical work as needed.

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-06-22
• S66 Uniform Combined State Law Examination
  2006-10-25