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Christos Athanasios Oakley

Regal Advisory Services, Inc.

Orlando, FL

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Current Employers
Regal Advisory Services, Inc.

950 North Milwaukee Avenue Suite 101, Glenview, IL 60025-3771 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-01-17
  • FL RA
    APPROVED
    Since 2018-01-17

Branch Locations

189 South Orange Avenue, Orlando, FL 32801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regal Securities Orlando FL 07/2006 Present
  • 07/2006 → Present
    Regal Securities
    Orlando, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-10-14
S63 Uniform Securities Agent State Law Examination 2016-08-11
  • S65 Uniform Investment Adviser Law Examination
    2017-10-14
  • S63 Uniform Securities Agent State Law Examination
    2016-08-11

View on SEC IAPD

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