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Miguel A. Rivera Velez

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Guaynabo, PR

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2011-10-28
TX RA APPROVED_RES 2011-07-20
  • FL RA
    APPROVED
    Since 2011-10-28
  • TX RA
    APPROVED_RES
    Since 2011-07-20

Branch Locations

15 2Nd St / 15 Calle 2, Guaynabo, PR 00968 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Guaynabo PR 11/2010 Present
Bank Of America, N.A. Guaynabo PR 06/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-24
  • S66 Uniform Combined State Law Examination
    2011-10-24
Other Names
  • Miguel A Rivera Velez
  • Miguel Angel Rivera Velez
  • Miguel Angel Rivera
  • Miguel Rivera Velez

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · Guaynabo, PR
PFS INVESTMENTS INC. · GUAYNABO, PR
CAF INVESTMENTS LLC · GUAYNABO, PR
FINANXIAL INVESTMENT ADVISORS, CORP · SAN JUAN, PR
MOBILITY PARTNERS LLC · SAN JUAN, PR
CAPITALIA ADVISORS LLC · GUAYNABO, PR
CAPITALIA ADVISORS LLC · GUAYNABO, PR
SALAMANCA CAPITAL LLC · SAN JUAN, PR

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