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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-24
FL RA APPROVED 2025-01-01
  • TX RA
    APPROVED_RES
    Since 2025-01-24
  • FL RA
    APPROVED
    Since 2025-01-01

Branch Locations

2020 Nw 150Th Avenue, Pembroke Pines, FL 33028 • United States

12575 Us Highway 1, Ste 101, Juno Beach, FL 33408 • United States

8228 Mills Dr., Miami, FL 33183 • United States

1100 Nw 95Th Street, Miami, FL 33150 • United States

33004 South Dixie Highway, Florida City, FL 33034 • United States

11690 Nw 105Th Street, Miami, FL 33178 • United States

5061 W Atlantic Ave., Delray Beach, FL 33484 • United States

8850 W Oakland Park Blvd, Sunrise, FL 33351 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Power Financial Credit Union Hialeah FL 04/2001 Present
Cuso Financial Services, L.P. San Diego CA 04/2001 11/2018
Lpl Financial Llc Pembroke Pines FL 11/2018 Present
  • 04/2001 → Present
    Power Financial Credit Union
    Hialeah, FL
  • 04/2001 → 11/2018
    Cuso Financial Services, L.P.
    San Diego, CA
  • 11/2018 → Present
    Pembroke Pines, FL
Other Businesses

1) 11/30/2018 - Power Investment Services - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 06/2017 2) 05/15/2024 - Washington Nationals MLB Team - Outside/W-2 Employment - Not Investment Related - 5444 N Haverhill Rd, West Palm Beach, FL 33407 - Start Date 03/04/2024 - 80 Hours Per Month/ 20 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-13
S63 Uniform Securities Agent State Law Examination 2000-03-07
  • S66 Uniform Combined State Law Examination
    2019-09-13
  • S63 Uniform Securities Agent State Law Examination
    2000-03-07

View on SEC IAPD

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