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Mark William Long

Fifth Third Securities, Inc.

Findlay, OH

CRD 5208686

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Employer firm

Fifth Third Securities, Inc. CRD 628

$10.9B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • SPONSOR WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2020-07-14
  • IN RA
    APPROVED
    Since 2020-07-14

Branch Locations

337 South Main St, Findlay, OH 45840 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities Lima OH 06/2014 Present
  • 06/2014 → Present
    Fifth Third Securities
    Lima, OH
Other Businesses

rental property - Davenport, FL - owner/landlord - 2 hrs/mo (0 during mkt hrs) - not securities related - will not interfere with duties at firm

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-19
  • S66 Uniform Combined State Law Examination
    2014-08-19

View on SEC IAPD

Nearby Firms

ROBERT W. BAIRD & CO. INCORPORATED
COMMONWEALTH FINANCIAL NETWORK
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Nearby Investors

RANDY JAY YODER
MICHAEL ANDREW RATTIGAN
THOMAS CLARK PHILLIPS

Nearby Offices

ROBERT W. BAIRD & CO. INCORPORATED · Findlay, OH
COMMONWEALTH FINANCIAL NETWORK · Findlay, OH
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FINDLAY, OH

More in Findlay, OH

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