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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2020-07-14
  • IN RA
    APPROVED
    Since 2020-07-14

Branch Locations

337 South Main St, Findlay, OH 45840 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities Lima OH 06/2014 Present
  • 06/2014 → Present
    Fifth Third Securities
    Lima, OH
Other Businesses

rental property - Davenport, FL - owner/landlord - 2 hrs/mo (0 during mkt hrs) - not securities related - will not interfere with duties at firm

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-19
  • S66 Uniform Combined State Law Examination
    2014-08-19

View on SEC IAPD

Other Firms

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