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Robert Parker Moffett

Newman Dignan & Sheerar, Inc

Providence, RI

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Current Employers
Newman Dignan & Sheerar, Inc

260 West Exchange Street Suite 302, Providence, RI 02903 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2025-05-05
  • RI RA
    APPROVED
    Since 2025-05-05

Branch Locations

260 West Exchange Street Suite 302, Providence, RI 02903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Group Los Angeles CA 08/2006 10/2021
Unemployed Los Angeles CA 11/2021 01/2023
Olive Ridley Private Client Services Llc Newport RI 02/2023 Present
Newman Dignan & Sheerar, Inc. Providence RI 04/2025 Present
  • 08/2006 → 10/2021
    Capital Group
    Los Angeles, CA
  • 11/2021 → 01/2023
    Unemployed
    Los Angeles, CA
  • 02/2023 → Present
    Olive Ridley Private Client Services Llc
    Newport, RI
  • 04/2025 → Present
    Newman Dignan & Sheerar, Inc.
    Providence, RI
Previous Registrations
  • 2023-03-15 → 2025-05-05
    Olive Ridley Private Client Services Llc
    Newport, RI
  • 2014-01-10 → 2021-10-22
    Capital Client Group, Inc.
    Los Angeles, CA
    Carmel, IN
    Los Angeles, CA
Other Businesses

Independent Insurance Agent; not investment-related; started 11/2022; zero hours per month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-01-10
S63 Uniform Securities Agent State Law Examination 2013-09-06
  • S65 Uniform Investment Adviser Law Examination
    2014-01-10
  • S63 Uniform Securities Agent State Law Examination
    2013-09-06
Other Names
  • Parker Moffett
  • Robert P Moffett

View on SEC IAPD

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JOHN BOND TREVOR
JOAN MARIE CAINE
CHARLES BATEMAN PARSONS
EDWIN G FISCHER
STACEY LEA STERNBERG

Other Offices

PARSONS CAPITAL MANAGEMENT INC · PROVIDENCE, RI
PARSONS CAPITAL MANAGEMENT INC · PROVIDENCE, RI
ERNST & YOUNG INVESTMENT ADVISERS LLP · PROVIDENCE, RI
BLUE FIN CAPITAL, INC. · PROVIDENCE, RI
WASHINGTON TRUST ADVISORS · Providence, RI
WASHINGTON TRUST ADVISORS · Providence, RI
STIFEL, NICOLAUS & COMPANY, INCORPORATED · PROVIDENCE, RI
BARRETT & COMPANY · PROVIDENCE, RI

More in Providence, RI

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