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Current Employers
Stonex Advisors Inc.

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-06-16
  • AL RA
    APPROVED
    Since 2025-06-16

Branch Locations

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Financial Minneapolis MN 11/2015 09/2019
Thrivent Investment Management Inc Minneapolis MN 12/2015 09/2019
Concourse Financial Group Securities Inc Birmingham AL 09/2019 02/2025
Unemployed Birmingham AL 02/2025 06/2025
Stonex Securities Inc Birmingham AL 06/2025 Present
Stonex Group Inc Birmingham AL 06/2025 Present
Stonex Advisors Inc Birmingham AL 06/2025 Present
Stonex Financial Inc Birmingham AL 06/2025 Present
  • 11/2015 → 09/2019
    Thrivent Financial
    Minneapolis, MN
  • 12/2015 → 09/2019
    Minneapolis, MN
  • 09/2019 → 02/2025
    Concourse Financial Group Securities Inc
    Birmingham, AL
  • 02/2025 → 06/2025
    Unemployed
    Birmingham, AL
  • 06/2025 → Present
    Stonex Securities Inc
    Birmingham, AL
  • 06/2025 → Present
    Stonex Group Inc
    Birmingham, AL
  • 06/2025 → Present
    Birmingham, AL
  • 06/2025 → Present
    Stonex Financial Inc
    Birmingham, AL
Previous Registrations
  • 2019-10-01 → 2025-02-21
    Concourse Financial Group Securities, Inc.
    Birmingham, AL
    Birmingham, AL
  • 2015-12-11 → 2019-09-24
    Minneapolis, MN
  • 2015-06-29 → 2015-12-03
    Executive Wealth Management, Llc
    Brighton, MI
  • 2015-06-29 → 2015-12-03
    401K Gps
    Brighton, MI
  • 2009-10-05 → 2015-06-19
    Detroit, MI
    Minneapolis, MN
    Minneapolis, MN
    Minneapolis, MN
  • 2009-04-09 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Detroit, MI
Other Businesses

Registered Representative may be coded as employee of parent or an affiliate of the parent. The employee may also have various roles for the Firm's affiliates including but not limited to Board positions, please refer to Item 12, employment section, of the U4 for information. Hours may vary as dictated by corporate needs.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-04-08
S63 Uniform Securities Agent State Law Examination 2006-10-16
  • S65 Uniform Investment Adviser Law Examination
    2009-04-08
  • S63 Uniform Securities Agent State Law Examination
    2006-10-16
Designations
Other Names
  • Eric V Penich
  • Eric Velibor Perich
  • Eric Perich

View on SEC IAPD

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