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2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-06-16 |
Branch Locations
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Financial | Minneapolis | MN | 11/2015 | 09/2019 |
| Thrivent Investment Management Inc | Minneapolis | MN | 12/2015 | 09/2019 |
| Concourse Financial Group Securities Inc | Birmingham | AL | 09/2019 | 02/2025 |
| Unemployed | Birmingham | AL | 02/2025 | 06/2025 |
| Stonex Securities Inc | Birmingham | AL | 06/2025 | Present |
| Stonex Group Inc | Birmingham | AL | 06/2025 | Present |
| Stonex Advisors Inc | Birmingham | AL | 06/2025 | Present |
| Stonex Financial Inc | Birmingham | AL | 06/2025 | Present |
Registered Representative may be coded as employee of parent or an affiliate of the parent. The employee may also have various roles for the Firm's affiliates including but not limited to Board positions, please refer to Item 12, employment section, of the U4 for information. Hours may vary as dictated by corporate needs.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-04-08 |
| S63 | Uniform Securities Agent State Law Examination | 2006-10-16 |
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