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Scott M Cox

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Princeton, NJ

Whitehouse Station, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2007-11-20
CT RA APPROVED 2007-03-26
NJ RA APPROVED 2007-03-26
  • TX RA
    APPROVED
    Since 2007-11-20
  • CT RA
    APPROVED
    Since 2007-03-26
  • NJ RA
    APPROVED
    Since 2007-03-26

Branch Locations

7 Roszel Rd, Princeton, NJ 08540 • United States

Whitehouse Station, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 08/2006 Present
Bank Of America N.A. Princeton NJ 12/2014 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-23
  • S66 Uniform Combined State Law Examination
    2007-03-23
Other Names
  • Scott Cox

View on SEC IAPD

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BLACKROCK INVESTMENT MANAGEMENT, LLC · PRINCETON, NJ
SONGBIRD CAPITAL, LLC · PRINCETON, NJ
J.P. MORGAN SECURITIES LLC · Princeton, NJ
SYSTEMATIC ALPHA INVESTMENTS, LLC · PRINCETON, NJ
PNC WEALTH MANAGEMENT LLC · PRINCETON, NJ
RBC CAPITAL MARKETS, LLC · Princeton, NJ
WATERMARK GROUP, INC. · PRINCETON, NJ
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