Jeffrey N Welty

Employer firm

Heirloom Wealth Management LLC CRD 292277

$1.11B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers

Heirloom Wealth Management Llc

6400 S Fiddlers Green Circle Suite 1970, Greenwood Village, CO 80111 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2021-01-09

CO RA
APPROVED

Since 2021-01-09

Branch Locations

6400 S Fiddlers Green Circle Suite 1970, Greenwood Village, CO 80111 • United States

3200 Cherry Creek Drive South Suite 130, Denver, CO 80209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jackson National Life Distributors Llc	Franklin	TN	09/2008	12/2020
Heirloom Wealth Management	Centennial	CO	01/2021	Present

09/2008 → 12/2020

Jackson National Life Distributors Llc

Franklin, TN
01/2021 → Present

Heirloom Wealth Management

Centennial, CO

Previous Registrations

2013-02-18 → 2016-03-29

Curian Capital, Llc

Denver, CO

Denver, CO

Other Businesses

1. MANAGING MEMBER STRATUM WEALTH MANAGEMENT INC. NOT INVESTMENT RELATED. ENTITY USED FOR PROCESSING OF BOOKKEEPING AND PAYROLL. START DATE: 8/2020 1 HOUR/MO. 2. Insurance Agent, Various carriers. Colorado Residence Producer license. Life and health. Not investment related. 20 hours/month.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-01-08
S63	Uniform Securities Agent State Law Examination	2006-09-18

S65 Uniform Investment Adviser Law Examination

2021-01-08
S63 Uniform Securities Agent State Law Examination

2006-09-18

Designations

Certified Financial Planner

Other Names

Jeff N Welty

View on SEC IAPD