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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-06-16 |
| FL | RA | APPROVED | 2022-06-15 |
Branch Locations
20807 Biscayne Boulevard 5Th&6Th Floor, Aventura, FL 33180 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Fort Mill | SC | 08/2007 | 08/2018 |
| Citi International Financial Services Llc | Miami | FL | 08/2018 | 05/2022 |
| Citibank Na | Miami | FL | 08/2018 | 05/2022 |
| Morgan Stanley | Aventura | FL | 05/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-08-22 |
| S63 | Uniform Securities Agent State Law Examination | 2006-09-27 |
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