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Kelly Sue Banner

Thrivent Investment Management Inc.

Kenosha, WI

CRD 5207700

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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2019-07-10
  • WI RA
    APPROVED
    Since 2019-07-10

Branch Locations

6121 Green Bay Rd, Kenosha, WI 53142 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Kenosha WI 11/2007 Present
Thrivent Financial For Lutherans Appleton WI 11/2007 Present
Other Businesses

JTB REAL ESTATE LLC POSITION: MEMBER OF LLC NATURE: JTB REAL ESTATE LLC WAS ESTABLISHED TO PURCHASE REAL ESTATE RENTALS AND INVEST IN REAL ESTATE. INVESTMENT RELATED: NO NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/13/2015 ADDRESS: 23010 117TH ST, TREVOR WI 53179 DESCRIPTION: I WILL DO OCCASIONAL PAPERWORK/RECORD KEEPING FOR THE LLC.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-19
  • S66 Uniform Combined State Law Examination
    2008-02-19
Other Names
  • Kelly Sue Vogel

View on SEC IAPD

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