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2501 Parkview Drive Suite 228, Fort Worth, TX 76102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-03-01 |
Branch Locations
2501 Parkview Drive Suite 228, Fort Worth, TX 76102 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Triad Advisors, Inc. | Norcross | GA | 01/2016 | 12/2017 |
| Estes Financial Services, Inc. | Fort Worth | TX | 01/2016 | Present |
| Estes Financial Services, Inc | Fort Worth | TX | 02/2016 | Present |
| Smart Financial Divorce, Llc | Fort Worth | TX | 07/2019 | Present |
| Estes Financial Services, Inc. | Fort Worth | TX | 01/2021 | Present |
1)Estes Financial Services;investment related;2501 Parkview Drive, Suite 228, Forth Worth, TX 76102;financial planning-registered investment advisor;partner;1/2016;80 hrs/month;4 hrs during trading;financial planning and registered investment advisor 2)EFS Tax Strategies;investment related;2501 Parkview Drive, Suite 228, Forth Worth, TX 76102;estate and income tax planning;partner;1/2016;20 hrs/month;2 hrs during trading;estate and income tax planning 3)Estes Financial Services Insurance;investment related;2501 Parkview Drive, Suite 228, Forth Worth, TX 76102;insurance;partner;1/2016;40 hrs/month;2 hrs during trading;insurance planning for estates and individuals,appointed with multiple insurance carriers 4)Riley Wealth Management; investment related; 306 West 7th, suite 602, Fort Worth, TX 76102; RIA; Owner/Partner; 01/2008; 0 hrs/mth; 0 hrs during trading; own 25% of RIA, no longer work there but own shares 5)Smart Financial Divorce, LLC; Not investment related; Fort Worth, TX; 07/2019; Owner; 20 hours a month; 2 hours during securities trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-02-22 |
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