Melinda Rose Sherwood-Lewis

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2004 → 11/2020
  Kms Financial Services, Inc.
  Seattle, WA
• 11/2020 → 06/2021
  Securities America, Inc.
  Seattle, WA
• 11/2020 → 06/2021
  Securities America Advisors, Inc.
  Seattle, WA
• 11/2021 → 08/2022
  Lpl Financial Llc
  Mountlake Terrace, WA
• 06/2021 → 11/2021
  Unemployed
  Seattle, WA
• 08/2022 → 06/2024
  Securities America, Inc.
  La Vista, NE
• 08/2022 → 06/2024
  Securities America Advisors
  La Vista, NE
• 06/2024 → Present
  Osaic Wealth, Inc.
  Jersey City, NJ
• 06/2024 → Present
  Osaic Wealth, Inc.
  Jersey City, NJ

Previous Registrations

• 2022-09-06 → 2024-06-14
  Securities America Advisors, Inc.
  La Vista, NE
• 2021-11-26 → 2022-09-12
  Lpl Financial Llc
  Mountlake Terrace, WA
  San Diego, CA
• 2020-11-06 → 2021-06-02
  Securities America Advisors, Inc.
  Seattle, WA
• 2006-09-27 → 2020-11-06
  Kms Financial Services, Inc.
  Seattle, WA
  Seattle, WA
  Seattle, WA

Other Businesses

Stevens Pass Host - Vail Resorts seasonal employee | not investment related | Ski resort | Customer Service Agent | 2000 | 20 hrs/mo | 8 during trading | I act as a greeter at the resort, answering questions, directing guests to services, etc. This is strictly a seasonal part-time position that is done mostly on weekends. VAIL RESORTS AT STEVENS PASS POSITION: Employee NATURE: I work part-time on a seasonal basis at a local ski area. Generally, less than 10 hours per week, half of which could be during trading hours. INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 15 START DATE: 12/02/2022 ADDRESS: 390 Interlocken Crescent, Broomfield CO 80021 DESCRIPTION: I work as a host at a local ski resort on a part-time seasonal basis. Duties include greeting and directing guests, assisting with ticket sales and lift scanning as needed. I work 10 hours or less per week, about half of which may be during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2005-11-10

Other Names

• Melinda Rose Sherwood
• Mindy Sherwood-Lewis