Nicholas Andrew Ziarek

Employer firm

Shakespeare Wealth Management, LLC CRD 111950

$642M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2013 → 01/2018
  P.J. Schmidt Investment Management, Inc.
  Cedarburg, WI
• 01/2018 → Present
  Shakespeare Wealth Management, Llc
  Pewaukee, WI

Previous Registrations

• 2013-11-21 → 2018-01-09
  Pjs Investment Management
  Cedarburg, WI
• 2012-04-25 → 2013-09-27
  Hogan Financial
  Milwaukee, WI

Other Businesses

UW-LA CROSSE SPELLMAN FUND ADVISORY BOARD FOR A STUDENT MANAGED INVESTMENT FUND AT UW-LA CROSSE ADVISORY BOARD MEMBER SINCE 12/2006 FPA OF WISCONSIN PROFESSIONAL MEMBERSHIP ORGANIZATION FOR FINANCIAL PLANNERS AND ASSOCIATED PARTIES BOARD MEMBER AND PRESIDENT SINCE 01/2017 NOT INVESTMENT RELATED CFA SOCIETY OF MILWAUKEE PROFESSIONAL MEMBERSHIP ORGANIZATION FOR CFA CHARTERHOLDERS IN THE MILWAUKEE AREA BOARD MEMBER SINCE 08/2021 NOT INVESTMENT RELATED WAUWATOSA JR TROJANS BASEBALL CLUB YOUTH BASEBALL LEAGUE FOR RESIDENTS OF THE WAUWATOSA WEST SCHOOL DISTRICT TEAM BOARD REPRESENTATIVE AND TREASURER OF THE CLUB SINCE 01/2022 NOT INVESTMENT RELATED

Exams

• S63 Uniform Securities Agent State Law Examination
  2004-11-12

Designations

• Certified Financial Planner
• Chartered Financial Analyst