Brian Christopher Klos

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2017-10-05

MO RA
APPROVED

Since 2017-10-05

Branch Locations

501 North Broadway, St. Louis, MO 63102 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel, Nicolaus & Company, Incorporated	St. Louis	MO	10/2007	11/2016
Conway Investment Research, Llc	Saint Louis	MO	11/2016	09/2017
Stifel Nicolaus & Co Inc	St. Louis	MO	09/2017	Present

10/2007 → 11/2016

Stifel, Nicolaus & Company, Incorporated

St. Louis, MO
11/2016 → 09/2017

Conway Investment Research, Llc

Saint Louis, MO
09/2017 → Present

Stifel Nicolaus & Co Inc

St. Louis, MO

Previous Registrations

2017-03-29 → 2017-09-13

Conway Investment Solutions

Saint Louis, MO
2007-10-31 → 2016-11-29

Stifel, Nicolaus & Company, Incorporated

St. Louis, MO
2005-08-12 → 2006-04-13

Equitable Advisors, Llc

Clayton, MO

Other Businesses

1. Missouri State High School Athletic Association; 1 North Keene St. Columbia, MO 65205; High School Basketball Referee; 01/09/2020; 2 Hours Per Week; Not during securities trading hours; Not investment related.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-12-06

S66 Uniform Combined State Law Examination

2004-12-06

Designations

Chartered Financial Analyst

Other Names

Christopher Klos Brian

View on SEC IAPD