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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors | Manitowoc | WI | 09/2014 | 06/2021 |
| Schug Financial | Manitowoc | WI | 01/2010 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF ENTITY:SCHUG HOMES, LLC; No; 2835 44TH STREET; TWO RIVERS; WI; 54241; RENTAL PROPERTY; OWNER; 3/9/2012; 8; 8; OWN, RENOVATE, AND OPERATE RESIDENTIAL RENTAL PROPERTY 2. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 405 NORTH RAPIDS RD STE 3; MANITOWOC; WI; 54220; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 1/4/2010; 160; 160; SALES OF FIXED INSURANCE PRODUCTS; 3. NAME OF OTHER BUSINESS: SCHUG FINANCIAL; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES AND TAX PREPARATION, START DATE: 2/2024, POSITION/TITLE/RELATIONSHIP: ADMINISTRATIVE ASSISTANT, APX NUMBER OF HOURS PER WEEK: 20, APX NUMBER OF HOURS DURING TRADING HOURS: 20, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES AND TAX PREPARATION; 4. NAME OF OTHER BUSINESS: SUNRISE LAKE NEIGHBORHOOD ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: 12960 GROH LANE MOUNTAIN, WI 54149; NATURE OF BUSINESS: NEIGHBORHOOD ASSOCIATION; START DATE: 02/2024; POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT/PRESIDENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: RUN THE ANNUAL MEETING, ARRANGE ACTIVITIES FOR THE MEETING AND SUMMER PICNIC, POINT OF CONTACT;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-11-24 |
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