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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2023-06-01 |
Branch Locations
213 East Saint Joseph Street, Lansing, MI 48933 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John Hancock | Grand Blanc | MI | 06/2006 | 01/2023 |
| John Hancock Distributors Llc | Chatham | NJ | 07/2006 | 01/2023 |
| Commonwealth Financial Network | Waltham | MA | 01/2023 | 06/2023 |
| Smalley Investments | Lansing | MI | 01/2023 | 06/2023 |
| Commonwealth Financial Network | Waltham | MA | 06/2023 | Present |
| Smalley Investments | Lansing | MI | 06/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-03-20 |
| S63 | Uniform Securities Agent State Law Examination | 2004-09-24 |
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