Matthew Paul Mccoy

Employer firm

Sowell Management CRD 127145

$4.81B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2012 → 04/2017
  Concert Wealth Management, Inc.
  San Jose, CA
• 09/2012 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY
• 09/2016 → Present
  Sowell Financial Services, Llc
  North Little Rock, AR

Previous Registrations

• 2012-09-13 → 2017-04-13
  Concert Wealth Management
  Chattanooga, TN
  San Jose, CA
• 2009-06-01 → 2012-09-17
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chattanooga, TN
• 2005-06-30 → 2009-06-01
  Ameriprise Financial Services, Llc
  Chattanooga, TN
  Chattanooga, TN

Other Businesses

1) Sowell Management Services DBA KUMQUAT; INVESTMENT RELATED; 3077 BROAD ST. STE. D CHATTANOOGA, TN 37408; RIA; IAR/PRINCIPAL; START DATE: 9/2012; APPROX 20 HRS/WK; PROVIDE FEE BASED FINANCIAL PLANNING AND INVESTMENT MANAGEMENT TO CLIENTS 2) PKS FINANCIAL SERVICES, INVESTMENT RELATED; 80 State St, ALBANY, NY 12207; 9/13/2012-PRESENT, AGENT, FIXED INSURANCE SALES. 3) Gerson Lehrman Group Consulting. Not Investment Related. 60 East 42nd Street, 3rd Floor, New York, NY 10165. Consulting. Independent Consultant. 02/2018. 10 Hrs/Mo; 5 Hrs During Trading Hours. Consult/Provide Education on Industry Topics on a Confidential Basis. 4) DPL Financial Partners 26 W. Dry Crek Circle. Suite 800. Fixed Insurance. Advisor. Start 1/4/2023. 8 hours per month. Assist client to find best solutions for their needs.

Exams

• S66 Uniform Combined State Law Examination
  2004-12-20

Designations

• Certified Financial Planner
• Chartered Financial Consultant
• Chartered Financial Analyst

Other Names

• Matt Mccoy