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Current Employers
Seia

2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2026-03-30
VA RA APPROVED 2022-09-19
  • LA RA
    APPROVED
    Since 2026-03-30
  • VA RA
    APPROVED
    Since 2022-09-19

Branch Locations

1650 Tyson's Bl. Suite 1575, Tyson's Corner, VA 22102 • United States

2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Goldman Sachs Chicago IL 07/2012 09/2022
Royal Alliance Associates, Inc. Tysons VA 09/2022 08/2023
Seia Llc Tyson's Corner VA 09/2022 Present
Ses Llc Tyson's Corner VA 08/2023 Present
  • 07/2012 → 09/2022
    Goldman Sachs
    Chicago, IL
  • 09/2022 → 08/2023
    Royal Alliance Associates, Inc.
    Tysons, VA
  • 09/2022 → Present
    Seia Llc
    Tyson's Corner, VA
  • 08/2023 → Present
    Ses Llc
    Tyson's Corner, VA
Previous Registrations
  • 2005-10-03 → 2012-06-20
    Signator Investors, Inc.
    Vienna, VA
    Mclean, VA
Other Businesses

SEIA LLC POSITION: Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 09/19/2022 ADDRESS: 1650 Tysons Boulevard, Suite 1575, Tysons, VA 22102, United States DESCRIPTION: RIA sales & service Consulting - alphasights.com POSITION: Consultant, NATURE: Financial Advice, INVESTMENT RELATED: No, NUMBER OF HOURS: 1, SECURITIES TRADING HOURS: 0, START DATE: 01/12/2026 ADDRESS: 100 Park Ave., 14th Fl., New York, NY 10017, United States DESCRIPTION: General consulting on financial advisor related topics. One off engagements of 30-60 minutes each.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-16
  • S66 Uniform Combined State Law Examination
    2005-09-16
Designations

View on SEC IAPD

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