Best Investors Account Sign in
Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-04-21
CA RA APPROVED 2016-02-12
  • TX RA
    APPROVED_RES
    Since 2025-04-21
  • CA RA
    APPROVED
    Since 2016-02-12

Branch Locations

520 Newport Center Drive Suite 1500, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Los Angeles CA 02/2016 Present
  • 02/2016 → Present
    Stifel Nicolaus & Co Inc
    Los Angeles, CA
Previous Registrations
Other Businesses

1. SCREEN ACTORS GUILD, 9417 Beverlywood St. Los Angeles, CA 90034; Acting work and residuls for same; actor; acting; affiliation started 09/01/1978; 1 hour per week; not during securities trading hours; not investment-related. 2. Word Theatre; 11801 Brookdale Ln. Studio City CA 91604; bringing the written word to life in schools and for fundraising for organizations like Autism Speaks; Board Member; helps develop programs and brings celebrities on board; affiliation started 09/05/2011; 2.0 hours per month; not during securities trading hours; not investment-related. 3. EST-LA; 3269 Casitas Ave Los Angeles CA 90039; theatre new plays; as last year ....board member; helps organization with planning and getting folks to the theatre, etc; affiliation started 10/03/2011; 3.0 hours per month; not during securities trading hours; not investment-related. 4. Rental property - R. Michael Tomlinson Sep Trust; Sherman Oaks, CA 90172; Owner; 09/15/2017; 1.00 Hour(s) Per Month - not during securities trading hours; Investment-Related 5. Rental property; 48310 Casita Dr La Quinta, CA 98230; rental property; owner/landlord; owner managing property; 03/02/2026; 10hrs/qtr; Not during securities trading hours; Investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-07
  • S66 Uniform Combined State Law Examination
    2004-12-07
Other Names
  • Michael Tomlinson

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Newport Beach, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor