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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-04-21 |
| CA | RA | APPROVED | 2016-02-12 |
Branch Locations
520 Newport Center Drive Suite 1500, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Los Angeles | CA | 02/2016 | Present |
1. SCREEN ACTORS GUILD, 9417 Beverlywood St. Los Angeles, CA 90034; Acting work and residuls for same; actor; acting; affiliation started 09/01/1978; 1 hour per week; not during securities trading hours; not investment-related. 2. Word Theatre; 11801 Brookdale Ln. Studio City CA 91604; bringing the written word to life in schools and for fundraising for organizations like Autism Speaks; Board Member; helps develop programs and brings celebrities on board; affiliation started 09/05/2011; 2.0 hours per month; not during securities trading hours; not investment-related. 3. EST-LA; 3269 Casitas Ave Los Angeles CA 90039; theatre new plays; as last year ....board member; helps organization with planning and getting folks to the theatre, etc; affiliation started 10/03/2011; 3.0 hours per month; not during securities trading hours; not investment-related. 4. Rental property - R. Michael Tomlinson Sep Trust; Sherman Oaks, CA 90172; Owner; 09/15/2017; 1.00 Hour(s) Per Month - not during securities trading hours; Investment-Related 5. Rental property; 48310 Casita Dr La Quinta, CA 98230; rental property; owner/landlord; owner managing property; 03/02/2026; 10hrs/qtr; Not during securities trading hours; Investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-12-07 |
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