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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2021-07-20 |
| TX | RA | APPROVED | 2021-05-31 |
| MI | RA | APPROVED | 2021-05-22 |
Branch Locations
339 S Main St, Rochester, MI 48037 • United States
2155 W Big Beaver Rd, Troy, MI 48084 • United States
38601 W 12 Mile Road, Floor 2, Farmington Hills, MI 48331 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Troy | MI | 03/2014 | Present |
| Jpmorgan Chase Bank, N.A. | Troy | MI | 07/2005 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-05-20 |
| S63 | Uniform Securities Agent State Law Examination | 2005-04-22 |
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