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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-09-09 |
| CA | RA | APPROVED | 2004-11-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Brea | CA | 06/2004 | Present |
| Bank Of America, N.A. | Brea | CA | 05/2011 | Present |
I*107964 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: WHITTIER CBMC INVESTMENT RELATED: N ADDRESS OF BUSINESS: WHITTIER, CALIFORNIA 90602 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 11/2/2009 NUMBER OF HOURS DEVOTED: 30 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: FUNDRAISING FOR ANNUAL WHITTIER MAYOR'S PRAYER BREAKFAST, CHAIRMAN OF THE COMMITTEE THAT PUTS THE EVENT ON. I*518033 For profit or not for profit: Entity Charitable Name of outside business organization: Better Life La Habra Investment related: N Address of business: La Habra, California, 90631 Nature of business: ["Charitable Organization"] Position, title, association: ["Board Member"], Start date of relationship: 9/1/2021 Number of hours devoted: 20 hour(s) Yearly Number of hours devoted during trading hours: 10 Duties: , Purpose of the entity is to promote resiliency in the lives of people in the La Habra area, through life skill training, serving our community and its city leaders. I will be performing developing overall partnerships for the organization with city leade
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-11-22 |
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