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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2019-10-29 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
2 Inverness Dr East Ste 187, Englewood, CO 80112 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Browning Group Ii, Inc. | Englewood | CO | 08/2004 | Present |
| Kestra Advisory Services, Llc | Englewood | CO | 10/2019 | Present |
| Kestra Investment Services, Llc | Englewood | CO | 06/2009 | Present |
Business Name: The Browning Group II LLC Investment Related: Yes Address: 2 Inverness Drive East Suite 187 Englewood CO 80112 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: I am a salaried Junior Adviser, and Chief Operating Officer. I do not directly sell any products (securities or insurance) to our clients, this is the role of the lead advisers. Start Date: 8/2/2004 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 81% - 90% (113 - 126 hours) Duties: Attend client meetings, follow up with clients with any questions regarding paperwork and/or the process associated with securities, group retirement plans, insurance. Provide client assistance with their 'financial plan'
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-28 |
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