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Brendan James Trossen

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Phoenix, AZ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-08-24
TX RA APPROVED_RES 2008-10-09
  • CA RA
    APPROVED
    Since 2023-08-24
  • TX RA
    APPROVED_RES
    Since 2008-10-09

Branch Locations

2555 E Camelback Rd, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Phoenix AZ 03/2008 Present
Bank Of America, N.A. Phoenix AZ 12/2009 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-22
  • S66 Uniform Combined State Law Examination
    2004-10-22

View on SEC IAPD

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