Best Investors Account Sign in
Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2017-03-25
TX RA APPROVED_RES 2017-03-25
  • CT RA
    APPROVED
    Since 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2017-03-25

Branch Locations

6 Corporate Drive, Shelton, CT 06484 • United States

Fairfield, CT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Shelton CT 05/2013 03/2017
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 Present
Mml Investors Services, Llc Shelton CT 03/2017 Present
  • 05/2013 → 03/2017
    Metlife Securities Inc
    Shelton, CT
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → Present
    Shelton, CT
Previous Registrations
Other Businesses

Independent insurance agent - from business address - 1 sec hour 1 non sec hours - selling Dental and Group Disability Income, Disability, Fixed Annuities, Life/Accident/Health, Long-Term Care, Medicare Related Products, Property & Casualty - since 10/2014

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-01-28
  • S66 Uniform Combined State Law Examination
    2005-01-28

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Shelton, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor