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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2023-07-25 |
| CA | RA | APPROVED | 2021-10-07 |
| NM | RA | APPROVED | 2018-04-26 |
| TX | RA | APPROVED_RES | 2009-02-23 |
Branch Locations
2155 Louisiana Blvd Northeast Suite10000, Albuquerque, NM 87110 • United States
Beverly Hills, CA • United States
Glacier, MT • United States
Sandia Park, NM • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Phoenix | AZ | 01/2009 | Present |
BELLEY ACRES, LLC / 16825 N 14TH STREET, UNIT 99 PHOENIX,AZ 85022 / PARTNERSHIP/ REAL ESTATE / OWNERSHIP OF PERSONAL VACATION HOME / START DATE 7/21/2014 2)American Bankers Association / 1120 Connecticut Ave NW Washington,DC 20036 / Association (i.e., Trade or Industry, Sport...)/ Banking (Retail, Investment, Merchant) / Advocate for banking industry / Advisor or member of an advisory committee, if the advice given will or may influence the board or other senior management or supervisory board of the organization in question / / Advise Board members with regard to content and meeting subjects for the 2017 ABA Wealth Management and Trust conference 2017 / Start Date 3/3/16 / one conference call a month and one meeting in May that lasts two business days
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-07-05 |
| S63 | Uniform Securities Agent State Law Examination | 2001-07-14 |
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