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2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-12-08 |
Branch Locations
2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States
1807 W Diehl Road #105M, Naperville, IL 60563 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alps Holdings | Denver | CO | 11/2016 | 01/2017 |
| Unemployed | Denver | CO | 06/2016 | 10/2016 |
| Charles Schwab & Co., Inc. | Lone Tree | CO | 02/2017 | 09/2017 |
| Charles Schwab Bank | Lone Tree | CO | 02/2017 | 09/2017 |
| Td Ameritrade | Denver | CO | 04/2018 | 06/2018 |
| Unemployed | Denver | CO | 10/2017 | 03/2018 |
| Student | Denver | CO | 07/2018 | 04/2019 |
| Unemployed | Ellicott City | MD | 04/2019 | 09/2019 |
| Lpl Financial, Llc | Naperville | IL | 09/2019 | Present |
| Highpoint Advisor Group, Llc | Naperville | IL | 09/2019 | Present |
1) 09/27/2019 - TWG Wealth Partners - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 09/2019 2) 09/27/2019 - TWG Wealth Planning - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 09/2019 3 )09/27/2019 - SMSK Investments, LLC - Business entity for investment purposes - inv rel - at reported business location(s) - start: 2014. 4) 10/22/2019 - Highpoint Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Admin. - Started 09/16/2019 - 100 Hours Per Month During Securities Trading - I provide administrative support to Highpoint Advisor Group, an independent investment advisor firm. I started this business activity in 09/2019. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 1/28/2022 - TWG Wealth Planning - DBA: R Knapp Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/1/2021 - 10 Hours Per Month/10 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-12-02 |
| S65 | Uniform Investment Adviser Law Examination | 2012-08-23 |
| S66 | Uniform Combined State Law Examination | 2008-09-19 |
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