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Current Employers
Highpoint Planning Partners

2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-12-08
  • IL RA
    APPROVED
    Since 2021-12-08

Branch Locations

2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States

1807 W Diehl Road #105M, Naperville, IL 60563 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alps Holdings Denver CO 11/2016 01/2017
Unemployed Denver CO 06/2016 10/2016
Charles Schwab & Co., Inc. Lone Tree CO 02/2017 09/2017
Charles Schwab Bank Lone Tree CO 02/2017 09/2017
Td Ameritrade Denver CO 04/2018 06/2018
Unemployed Denver CO 10/2017 03/2018
Student Denver CO 07/2018 04/2019
Unemployed Ellicott City MD 04/2019 09/2019
Lpl Financial, Llc Naperville IL 09/2019 Present
Highpoint Advisor Group, Llc Naperville IL 09/2019 Present
  • 11/2016 → 01/2017
    Alps Holdings
    Denver, CO
  • 06/2016 → 10/2016
    Unemployed
    Denver, CO
  • 02/2017 → 09/2017
    Lone Tree, CO
  • 02/2017 → 09/2017
    Charles Schwab Bank
    Lone Tree, CO
  • 04/2018 → 06/2018
    Td Ameritrade
    Denver, CO
  • 10/2017 → 03/2018
    Unemployed
    Denver, CO
  • 07/2018 → 04/2019
    Student
    Denver, CO
  • 04/2019 → 09/2019
    Unemployed
    Ellicott City, MD
  • 09/2019 → Present
    Lpl Financial, Llc
    Naperville, IL
  • 09/2019 → Present
    Highpoint Advisor Group, Llc
    Naperville, IL
Previous Registrations
  • 2019-10-28 → 2021-12-31
    Highpoint Planning Partners
    Naperville, IL
    Downers Grove, IL
  • 2018-04-20 → 2018-06-29
    Td Ameritrade, Inc.
    Denver, CO
  • 2018-04-20 → 2018-06-29
    Td Ameritrade Investment Management, Llc
    Denver, CO
  • 2017-03-06 → 2017-10-04
    Lone Tree, CO
  • 2014-08-21 → 2016-11-15
    Beaumont Financial Partners Llc
    Denver, CO
    Needham, MA
  • 2013-11-21 → 2013-12-31
    Beaumont Financial Partners Llc
    Needham, MA
  • 2012-08-27 → 2013-10-04
    Harrisdirect Llc
    Arlington, VA
Other Businesses

1) 09/27/2019 - TWG Wealth Partners - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 09/2019 2) 09/27/2019 - TWG Wealth Planning - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 09/2019 3 )09/27/2019 - SMSK Investments, LLC - Business entity for investment purposes - inv rel - at reported business location(s) - start: 2014. 4) 10/22/2019 - Highpoint Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Admin. - Started 09/16/2019 - 100 Hours Per Month During Securities Trading - I provide administrative support to Highpoint Advisor Group, an independent investment advisor firm. I started this business activity in 09/2019. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 1/28/2022 - TWG Wealth Planning - DBA: R Knapp Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/1/2021 - 10 Hours Per Month/10 Hours During Securities Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-12-02
S65 Uniform Investment Adviser Law Examination 2012-08-23
S66 Uniform Combined State Law Examination 2008-09-19
  • S63 Uniform Securities Agent State Law Examination
    2016-12-02
  • S65 Uniform Investment Adviser Law Examination
    2012-08-23
  • S66 Uniform Combined State Law Examination
    2008-09-19
Designations
Other Names
  • Adam Arash Kadivar
  • Adam Kadivar

View on SEC IAPD

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