Neal Anthony Kloke

Current Employers

Employment History

• 01/2002 → Present
  Kloke Financial Enterprises Inc.
  Bellingham, WA
• 01/2002 → Present
  Nwm Financial Svcs
  Bellingham, WA
• 01/2009 → Present
  Lincoln Investment Planning, Inc.
  University Place, WA

Other Businesses

LEGAL SHIELD POSITION: General Agent NATURE: Legal and Identity Theft Services INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2014 ADDRESS: One Pre-Paid Way, Ada OK 74820, United States DESCRIPTION: Educate clients that they can be provided limited legal services in addition to a basic Living Will by signing up for a membership. Educate clients that they can also add Identity Theft protection. 1135 ELLIS STREET, LLC POSITION: Member and Manager of the LLC. NATURE: Commercial Rental INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/28/2020 ADDRESS: 1135 Ellis Street, Bellingham WA 98225, United States DESCRIPTION: Handling the rental income, bills and general maintenance of the building. Kloke Financial Services, Inc DBA Darrell Stewart and Company currently occupying the entire building as it is now so there really no significant time involved as is stands currently. DALLAS KLOKE FAMILY FOUNDATION POSITION: Officer/Governor NATURE: Non-Profit, supporting local organizations INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/13/2013 ADDRESS: 4012 M Ave, Anacortes WA 98221, United States DESCRIPTION: Communicate with my mother regarding donations made to local organizations. She funds the foundation from Mt. Erie Guide book sales annually. I help her complete the appropriate Schedule C on her tax return and indicate how much net profit needs to be paid to the foundation. Darrell Stewart and Company completes the annual tax return for the foundation. INSURANCE POSITION: agent NATURE: Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2002 ADDRESS: 1135 Ellis Street, Bellingham WA 98225, United States DESCRIPTION: Help current clients and prospective clients evaluate the need for Life Insurance, Fixed Annuity and Long Term care insurance policies. Educate, service and place policies for those who qualify. I am paid a commission directly from the insurance company or the insurance brokerage firm. NAIFA WASHINGTON POSITION: Treasurer, Board Member, authorized signor NATURE: Non-Profit: Education, Advocation, Networking INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 07/01/2016 ADDRESS: 2400 NW 80th Street PMB 140, Seattle WA 98117, United States DESCRIPTION: Oversee and report the financials to the Executive Board on a monthly basis. Communicate with the bookkeeper regarding the income, expenses and budget. Sign checks as needed. Help with the overall viability and growth of the association. INTEGRATED TAX & ACCOUNTING SOLUTIONS POSITION: sole owner NATURE: Tax, Accounting and Bookkeeping Service INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2012 ADDRESS: 1135 Ellis Street, Bellingham WA 98225, United States DESCRIPTION: I will manage the employees, pay bills, pay wages, interact with customers and make decisions to run the day-to-day operations of the business. I also prepare annual tax returns for clientele. CEDAR GROVE PARK ASSOCIATION POSITION: Authorized Signer. back up signer NATURE: Rental INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/16/2024 ADDRESS: 4915 Samish Way, Bellingham WA 98225, United States DESCRIPTION: I will sign checks when needed but I don't anticipate having to do this often. KLOKE FINANCIAL SERVICES, INC. POSITION: President/Owner NATURE: Financial Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 120 START DATE: 01/01/2009 ADDRESS: 1135 Ellis Street, Bellingham WA 98225, United States DESCRIPTION: DBA for Lincoln business. Manage employees, pay bills, etc. All Income from Integrated Tax and Accounting Solutions goes through this business entity.

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-02-19
• S63 Uniform Securities Agent State Law Examination
  2006-10-25