Andrew Lucas Finnigan

Employer firm

Fortitude Advisory Group L.l.c. CRD 116083

$468M regulatory AUM 3 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2011 → 09/2018
  Lpl Financial Llc
  Port Orchard, WA
• 02/2011 → 11/2019
  Kitsap Bank
  Port Orchard, WA
• 09/2018 → 11/2019
  Commonwealth Financial Network
  San Diego,, CA
• 11/2019 → 09/2022
  Money Concepts Capital Corp.
  Palm Beach Gardens, FL
• 11/2019 → Present
  Sound Wealth Partners
  Gig Harbor, WA
• 11/2019 → Present
  Fortitude Advisory Group L.L.C.
  Gig Harbor, WA
• 10/2022 → Present
  Quint Capital Corporation
  New York, NY

Previous Registrations

• 2020-02-06 → 2022-08-11
  Money Concepts Capital Corp
  Lakewood, WA
  Palm Beach Gardens, FL
  Gig Harbor, WA
  Palm Beach Gardens, FL
  Gig Harbor, WA
• 2018-09-24 → 2019-11-04
  Commonwealth Financial Network
  Silverdale, WA
• 2011-05-12 → 2018-09-24
  Lpl Financial Llc
  Port Orchard, WA
  Port Orchard, WA
  Gig Harbor, WA
  Belfair, WA
  Bremerton, WA
  Bonney Lake, WA
  Gig Harbor, WA
  Port Orchard, WA
  Fife, WA
  Bremerton, WA
• 2011-02-02 → 2011-02-08
  Cetera Investment Services Llc
  Fircrest, WA
  Tacoma, WA
  Tacoma, WA
  Tacoma, WA

Other Businesses

1. Managing Member, Director, and Co-Owner, Old Loyal Films, LLC, a private entity involved in independent film making; Located in Tacoma, WA; As of 06/04/2014; Approximately 0% time spent during securities trading hours per month; Not conducted at branch location; Not investment related. 2.Sound Wealth Partners, LLC - investment advisor, of this firm that is a DBA of Fortitude Advisory Group L.L.C. 3.Sparrow Financial DBA - FOR TAX PURPOSES ONLY for my advisory business. 4. Blue Mouse Theatre, 2611 N. Proctor Tacoma, WA 98407. Movie theater, Owner, Non-investment related, 1-10% time spent on activity during non-securities hrs.

Exams

• S66 Uniform Combined State Law Examination
  2011-02-01
• S63 Uniform Securities Agent State Law Examination
  2005-04-30

Other Names

• Andrew Lucas Finnigan
• Andrew L Finnigan