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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2006-07-24 |
Branch Locations
51 Church St, Greenwich, CT 06830-5603 • United States
Stamford, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Greenwich | CT | 08/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Greenwich | CT | 03/2020 | Present |
Independent Insurance Brokering; Penn Mutual Life Insurance; 07/19/2023; Term Life, Universal Life, Whole Life. Outside Employment; Redefined Horizons Inc; Employee of Entity (Set up for payroll purposes); Entity (s-corp) set up only for payroll purposes.Empl; 51 Church Street, , Greenwich, CT, 06830; Investment-Related; 07/26/2023; 40 to 59 hours per month; 20 to 39 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-12-22 |
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