Eric Thomas Matthews

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-09-05

TX RA
APPROVED

Since 2023-09-05

Branch Locations

7500 Dallas Parkway Suite 500, Plano, TX 75024 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Jp Morgan Chase	The Colony	TX	05/2007	09/2023
J.P. Morgan Securities Llc	Frisco	TX	10/2012	09/2023
Morgan Stanley Smith Barney Llc	Plano	TX	09/2023	Present
Morgan Stanley Private Bank, N.A	New York	NY	10/2023	Present

05/2007 → 09/2023

Jp Morgan Chase

The Colony, TX
10/2012 → 09/2023

J.P. Morgan Securities Llc

Frisco, TX
09/2023 → Present

Morgan Stanley Smith Barney Llc

Plano, TX
10/2023 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2012-10-01 → 2023-09-02

J.P. Morgan Securities Llc

Frisco, TX

Frisco, TX

Plano, TX

Plano, TX

Plano, TX

Plano, TX
2007-06-12 → 2012-10-01

Chase Investment Services Corp.

Frisco, TX

Plano, TX

Frisco, TX

Frisco, TX

Frisco, TX

The Colony, TX
2002-01-14 → 2005-07-01

Morgan Stanley Dw Inc.

Dallas, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-01-11

S66 Uniform Combined State Law Examination

2002-01-11

Designations

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Previous Registrations

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews