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Elsa Francis Bruno

Osaic Wealth, Inc.

Scottsdale, AZ

CRD 4850911

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Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-11-03
  • GA RA
    APPROVED
    Since 2023-11-03

Branch Locations

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Corp. Atlanta GA 03/2010 11/2023
Osaic Wealth, Inc. Jersey City NJ 11/2023 Present
  • 03/2010 → 11/2023
    Fsc Securities Corp.
    Atlanta, GA
  • 11/2023 → Present
    Jersey City, NJ
Previous Registrations
  • 2012-12-05 → 2023-11-03
    Fsc Securities Corporation
    Atlanta, GA
  • 2014-11-04 → 2016-11-11
    Scottsdale, AZ
Other Businesses

SCHOOL GOVERNANCE COUNCIL POSITION: School Governance Council Member NATURE: This is a volunteer position at my children's elementary school. The school governance council provides parents, school staff, and community members with the opportunity to serve on the council. The member serves for 2 2-year term. Once a month, members meet with the school's principal to discuss the strategic direction of the school. While I do not believe this is an OBA that requires disclosure, I wanted to err on the side of caution before submitting my name to the school. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/04/2025 ADDRESS: 9000 Eves Rd, Roswell GA 30076 DESCRIPTION: The School Governance Council provides parents, school staff, and community members with a leadership role in the school. The council members meet with the school principal once a month to discuss the school's direction. This would be for my children's elementary school, and it would be a 2-year term commencing in the next school year (August 2025).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-11-20
  • S66 Uniform Combined State Law Examination
    2012-11-20
Other Names
  • Elsa Edna Francis
  • Elsa Edna Bruno

View on SEC IAPD

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