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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-11-26 |
| WA | RA | APPROVED | 2005-01-28 |
Branch Locations
450 Alaskan Way S Ste 200 Ofc 273, Seattle, WA 98104-2785 • United States
1200 Westlake Ave N Ste 603, Seattle, WA 98109 • United States
Seattle, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Seattle | WA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Seattle | WA | 03/2020 | Present |
Real Estate Ownership; Multi-Family; 18935 104th NE, , Bothell, WA, 98011; Not Investment-Related; 05/10/2019 / Multi-Family; 528 SW 124th St, , Burien, WA, 98146; Not Investment-Related; 02/01/2023. Business Ownership; Frontline Group Inc.; ; Ameriprise practice; 1200 Westlake Ave N Suite 501 Seattle, WA 98109, ,; Not Investment-Related; 10/24/2017; 60 hours per month; 60 during trading hours. Outside Employment; Frontline Group, Inc.; Owner; Manage advisory business; 1200 Westlake Ave. N., Suite 603, Seattle, WA, 98109; Investment-Related; 10/24/2017; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-12-30 |
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