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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-10-16
PA RA APPROVED 2015-10-08
  • TX RA
    APPROVED_RES
    Since 2015-10-16
  • PA RA
    APPROVED
    Since 2015-10-08

Branch Locations

1108 Kennebec Dr, Chambersburg, PA 17201 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chambersburg PA 08/2015 Present
Previous Registrations
  • 2009-06-01 → 2015-08-25
    Frederick, MD
    Frederick, MD
  • 2008-11-13 → 2009-06-01
    Morgan Stanley & Co. Llc
    Frederick, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-11-12
S63 Uniform Securities Agent State Law Examination 2004-10-26
  • S65 Uniform Investment Adviser Law Examination
    2008-11-12
  • S63 Uniform Securities Agent State Law Examination
    2004-10-26
Other Names
  • Megan Clarke
  • Megan Marie Clarke

View on SEC IAPD

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