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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-05-06 |
| CA | RA | APPROVED | 2009-10-23 |
Branch Locations
520 Newport Center Dr, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Newport Beach | CA | 04/2014 | 01/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Newport Beach | CA | 01/2020 | Present |
| Bank Of America, N.A. | Newport Beach | CA | 01/2020 | Present |
I*1047281For profit or not for profit: Entity For ProfitName of outside business organization: Shamba Nutrition LLC DBA Shamba FitInvestment related: NAddress of business: Costa Mesa, California, 92626Nature of business: ["Limited Liability Company"]Position, title, association: ["Consultant/Independent Contractor"], Start date of relationship: 10/27/2022Number of hours devoted: 3 hour(s) WeeklyNumber of hours devoted during trading hours: 0Duties: , Coaching fitness classes I*, Entity Type Fiduciary, Name of OBA: The W Family Trust Address: Newport Beach, California, 92660 Investment Related: No Position, Title, Association: Successor Trustee Employee Start Date: 08-Nov-2029 No Hours: 0 No Hours during trading: 0 Duties: I*, Entity Type Fiduciary, Name of OBA: The D Family Trust Address: Fountain Valley, California, 92708 Investment Related: Yes Position, Title, Association: Successor Trustee Employee Start Date: 08-Nov-2029 No Hours: 0 No Hours during trading: 0 Duties: I*, Entity Type Fiduciary, Name of OBA: The J D Living Trust Address: Brooklyn, New York, 11238 Investment Related: No Position, Title, Association: Successor Trustee Employee Start Date: 08-Nov-2029 No Hours: 0 No Hours during trading: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-07-23 |
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