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Brett Pandelo

Wells Fargo Clearing Services, LLC

Red Bank, NJ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-08-22
TX RA APPROVED 2024-08-21
  • NJ RA
    APPROVED
    Since 2024-08-22
  • TX RA
    APPROVED
    Since 2024-08-21

Branch Locations

331 Newman Springs Rd [By-Rbo], Red Bank, NJ 07701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Toms River NJ 06/2009 06/2024
Wells Fargo Clearing Services, Llc Metuchen NJ 06/2024 Present
Previous Registrations
  • 2016-05-23 → 2024-01-03
    Morgan Stanley
    Purchase, NY
    Sea Girt, NJ
    Bradley Beach, NJ
    Toms River, NJ
Other Businesses

BAP CAPITAL LLC; INV RELATED; TOMS RIVER, NJ; 100% OWNERSHIP; START DATE 6/2/2023; 2 HOURS PER MONTH; 0 DURING TRADING; LLC TO HOLD REAL ESTATE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-05-21
S63 Uniform Securities Agent State Law Examination 2008-09-20
  • S65 Uniform Investment Adviser Law Examination
    2016-05-21
  • S63 Uniform Securities Agent State Law Examination
    2008-09-20
Other Names
  • Brett Pandelo
  • Brett Alan Pandelo

View on SEC IAPD

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Other Offices

CLEAR WAVE WEALTH MANAGEMENT, LLC · RED BANK, NJ
MILLINGTON SECURITIES, LLC · RED BANK, NJ
HARTSHORNE GROUP, LLC · RED BANK, NJ
WBI INVESTMENTS, LLC · RED BANK, NJ
PRINCETON CAPITAL MANAGEMENT LLC · RED BANK, NJ
ATLAS PRIVATE WEALTH ADVISORS · RED BANK, NJ
DONALD W. CASH & ASSOCIATES, LLC · RED BANK, NJ
IEM ASSET MANAGEMENT, LLC · RED BANK, NJ

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