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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-07-24 |
| CA | RA | APPROVED | 2007-05-30 |
Branch Locations
433 N Camden Dr 9Th & 12Th Fls [La-Rbo], Beverly Hills, CA 90210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Woodland Hills | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Woodland Hills | CA | 11/2016 | Present |
RENTAL PROPERTY; INV RELATED; CINCINATTI, OH; 100% OWNERSHIP; START 5/24/2016; 0 HOURS PER MONTH, 0 DURING TRADING; OWNER, LANDLORD. EXECUTOR FOR FATHER'S ESTATE; INV. RELATED; SILVERTON, OH; START DATE 11/2020; 1 HR PER MONTH; 0 HRS DURING TRADING. TONDALAY'S LLC; INV. RELATED; SHERMAN OAKS, CA; OWNER; APARTMENT RENTAL INVESTMENTS; START DATE: 8/13/2024; 60 HOURS PER MONTH; 0 HOURS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-05-06 |
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