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Current Employers
Bankers Life Advisory Services, Inc.

303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2016-07-05
  • NH RA
    APPROVED
    Since 2016-07-05

Branch Locations

6 Loudon Road Ste 302, Concord, NH 03301 • United States

303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bankers Life Securities, Inc. Concord NH 05/2016 Present
Bankers Life And Casualty Concord NH 05/1998 Present
Bankers Life Advisory Services Concord NH 07/2016 Present
  • 05/2016 → Present
    Bankers Life Securities, Inc.
    Concord, NH
  • 05/1998 → Present
    Bankers Life And Casualty
    Concord, NH
  • 07/2016 → Present
    Bankers Life Advisory Services
    Concord, NH
Previous Registrations
  • 2010-06-09 → 2016-05-27
    Concourse Financial Group Securities, Inc.
    Concord, NH
    Concord, NH
    Birmingham, AL
    Birmingham, AL
  • 2008-11-21 → 2010-05-14
    Uvest Financial Services Group, Inc.
    Concord, NH
    Chicago, IL
    Concord, NH
Other Businesses

BANKERS LIFE & CASUALTY POSITION: UNIT SALES MANAGER AND INSURANCE AGENT NATURE: INSURANCE SALES INVESTMENT RELATED: NO NUMBER OF HOURS: 100 INVESTMENT RELATED HOURS: 40 START DATE: 01/01/1998 ADDRESS: 6 LOUDON ROAD, SUITE 302, CONCORD NH 03301 DESCRIPTION: SALES AND SERVICE OF NON VARIABLE INSURANCE PRODUCTS. TRAIN AND MANAGE INSURANCE AGENTS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-11-20
S63 Uniform Securities Agent State Law Examination 2004-11-01
  • S66 Uniform Combined State Law Examination
    2008-11-20
  • S63 Uniform Securities Agent State Law Examination
    2004-11-01

View on SEC IAPD

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