Nneka Serwaa Constantino

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2008 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  St. Paul, MN
• 06/2011 → Present
  Bank Of America, N.A.
  St. Paul, MN

Other Businesses

I*137169For profit or not for profit: For-Profit OrganizationName of outside business organization: Constantino Real Estate GroupInvestment related: NAddress of business:Saint Paul, Minnesota 55104Nature of business: Corporation,Position, title, association: Family Held, Start date of relationship: 4/11/2021Number of hours devoted: 1 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: I have no direct tasks. The building suffered damage after the killing of G F due to arson. The police have the subject under investigation. I am involved with the conversations with the insurance company and attend the meetings w/ city I*137166For profit or not for profit: For-Profit OrganizationName of outside business organization: ELSAS HOUSE OF SLEEPInvestment related: NAddress of business:SAINT PAUL, Minnesota 55104Nature of business: S-Corp,Position, title, association: Consultant, Start date of relationship: 4/9/2021Number of hours devoted: 2 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: ELSAS HOUSE OF SLEEP INC I*116829For profit or not for profit: Non-Profit OrganizationName of outside business organization: Sounds of BlacknessInvestment related: NAddress of business:Woodbury, Minnesota 55125Nature of business: Charitable Organization,Position, title, association: Other, MusicianStart date of relationship: 8/22/2018Number of hours devoted: 5 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: Vocalist I*117399For profit or not for profit: For-Profit OrganizationName of outside business organization: LLCInvestment related: NAddress of business:Saint Paul, Minnesota 55104Nature of business: LLC,Position, title, association: Other, Part time business manager or event assistantStart date of relationship: 9/12/2018Number of hours devoted: 2 hour(s) MonthlyNumber of hours devoted during trading hours: 1Duties: Business Coordinator I will handle matters pertaining to MyChoice Inc LLC and all related websites, performances, gigs and business matters associated with the artist who is my Mother. I*137389For profit or not for profit: For-Profit OrganizationName of outside business organization: Small Business Revolution and HuluInvestment related: NAddress of business:Saint Paul, Minnesota 55104Nature of business: Corporation,Compensation for Activity: YPosition, title, association: Consultant, Spouse of OwnerStart date of relationship: 4/16/2021Number of hours devoted: 10 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: I am the spouse of the person who is the subject of the reality TV show. I don't really have a role, he does but they are recording both of us at times so I will appear in the segment I*2255275, Entity Type: Entity Charitable, Name of OBA: Ordway Center for the Performing Arts, Address: Saint Paul, Minnesota, 55102, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 03/24/2025, No Hours: 4 Monthly, No Hours during Trading: 0 Monthly, Duties: Board of Directors

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-05-23
• S63 Uniform Securities Agent State Law Examination
  2005-01-10

Other Names

• Nneka Serwaa Morgan