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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-01-19 |
| MO | RA | APPROVED | 2024-01-19 |
| TX | RA | APPROVED_RES | 2024-01-19 |
Branch Locations
12935 North Forty Drive Suite 210, St. Louis, MO 63141 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American United Life | O'FAllon | MO | 09/2004 | Present |
| Oneamerica Securities | O'FAllon | MO | 02/2005 | 03/2017 |
| Questar Capital Corporation | Minneapolis | MN | 03/2017 | 03/2019 |
| Questar Asset Management | Minneapolis | MN | 03/2017 | 03/2019 |
| Woodbury Financial Services, Inc. | St. Louis | MO | 03/2019 | Present |
| Woodbury Financial Services, Inc. | St. Louis | MO | 03/2019 | 01/2024 |
| Osaic Wealth, Inc. | St. Louis | MO | 01/2024 | Present |
1) GATEWAY CAPITAL ADVISORS LLC POSITION: Managing Partner/Insurance Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 05/01/2019 ADDRESS: 12935 N. Forty Dr. Suite 210, St. Louis MO 63141, United States DESCRIPTION: Sales of Fixed Annuities, Disability, Life and Long Term Care Insurance. 2) PRAIRIE LAKES, LLC POSITION: Manager NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 08/14/2023 ADDRESS: 769 Keeteman Road, Old Monroe MO 63369, United States DESCRIPTION: Farming/Maintenance
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-02-10 |
| S63 | Uniform Securities Agent State Law Examination | 2005-02-04 |
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